The settlement with Chais' widow and other family members brings total recoveries related to Madoff to more than $11.4 billion, Stephen Harbeck, president and chief executive officer of the Securities Investor Protection Corporation, said in a statement.
Date: Oct 28, 2016
Category: Business
Source: Google
MF Trustee Fires Entire Broker-Dealer Workforce of 1066
nds are unaccounted for, according to a person with knowledge of regulatory probes into the failure of the New York-based firm. Commodity customers may be required to share some of their cash with other clients unless money missing from some accounts is found, said Stephen Harbeck, president of SIPC.
Date: Nov 11, 2011
Source: Google
Lawmakers Question MF Global Trustee's Work on Lehman Brokerage
tion languishes, it is surprising that the very same trustee was recently selected to liquidate MF Globals broker- dealer business, the lawmakers wrote to U.S. Securities and Exchange Commission chief Mary Schapiro and Stephen Harbeck, the head of the Securities Investor Protection Corp.
Date: Nov 07, 2011
Category: Business
Source: Google
MF Global Trustee Seeks to Subpoena Directors, Officers
Using bankruptcy law, a trustee can demand return of transfers made just before the bankruptcy, and other transfers if he can show they werent taken in good faith, said Stephen Harbeck, president of the Securities Investor Protection Corp., which is overseeing the liquidation of MF Global.
Date: Nov 04, 2011
Category: Business
Source: Google
Transaction Tax, Clearinghouses, MF Global Accounts: Compliance
The trustee liquidating broker-dealer MF Global Inc. is in talks with brokerages that may take over customer accounts or buy pieces of the business, said Stephen Harbeck, president of the Securities Investor Protection Corp., which is overseeing the liquidation.
Date: Nov 03, 2011
Category: Business
Source: Google
MF Global Trustee Talks With Brokers Over Customer Accounts
Nov. 2 (Bloomberg) -- The trustee liquidating broker-dealer MF Global Inc. is in talks with brokerages that may take over customer accounts or buy pieces of the business, said Stephen Harbeck, president of the Securities Investor Protection Corp., which is overseeing the liquidation.
Date: Nov 02, 2011
Category: Business
Source: Google
Corzine's Lack of MF Global Controls Exposed With Missing Customer Money
The Securities Investor Protection Corp., the government-created entity which is overseeing the liquidation of thebrokerage, hasnt verified whether the assets are accounted for,said Stephen Harbeck, president and CEO.
Date: Nov 02, 2011
Category: Business
Source: Google
MF Global Trustee Talks With Brokers to Take Customer Accounts
2 (Bloomberg) -- The trustee liquidating the assets of broker-dealer MF Global Inc. is in talks with brokerages that may take over the accounts of customers or buy pieces of the businesss, said Stephen Harbeck, president of the Securities Investor Protection Corp., which is overseeing the liquida
Stephen Harbeck 1964 graduate of St. Agnes High School in Rockville centre, NY is on Classmates.com. See pictures, plan your class reunion and get caught up with Stephen and other ...