Roslyn E Ingram

Roslyn Ingram

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Location:

New York, NY

Industry:

Financial Services

Work:

Education:

Skills:

Trading Strategies
Acts
Sec
Consulting
Sound
Financial Data
Accounting Issues
Anti Money Laundering
Auditing Standards
Books
Payments
Draft
Vendors
Enforcement Actions
Windows
Sales
Media Analysis
Primary Focus
Finance
Sec Filings
Oversight
Wsp
Sales and Marketing
Quality Auditing
Complaints
Assessment
Regulatory Compliance
Bank Secrecy Act
Management
Design
Regulatory Guidelines
Human Capital
Financial Statements
Pc
Calls
Security
American Express
New Account
Ria
Rules
Resolve
Auditing
Gap
Monitors
Compliance Training
Accounting
Human Resources
Execution
Methodology
Reconcile
Guidance
Settlement
Federal Reserve
System
Business Services
Staff Management
Process Flow
Tests
Sage Act
Sales Material
Reports
Flat Patterning
Nyse
Engagements
Investment Advisory
Supervision
Extensions
Balance Sheet
Finra
Testing
Risk Management
Microsoft Excel
Training
Policy
Supervisory
Operational Compliance
Operational Excellence
Documentation
Streamlining
Quality Control
Money Laundering
System Monitoring
Reporting
Computation
Capital
Investigation
Control Framework
Surveillance
Analysis
Revise
Written
.Net
Design Control
Test Planning
Retail
On Budget
Journal Entries
Evaluations
Investment Company Act
Sales Practices
Communication
Schedules
Advertising
Regulatory Requirements
Dealers
Author
Audit Reports
Risk Assessment
Repository
Usa Patriot Act
Marketing
Credit
Remediation
Sarbanes Oxley Act
Closures
Brokers
Internal Audit
Policies and Procedures
Regulations
South Orange
International
Aggregation
Business Units
Marketing Materials
Microsoft Exchange
New York
Reviews
Investments
Guidelines
Process Improvement
Ofac
Sas
Financial Services
Margin Improvement
Compliance
Mutual Funds
Continuing Education
Case Management
Us Gaap
Cash
Internal Controls
Special Projects
Weaknesses
Discount
Treasury
Completions
Financial Transactions
Due Diligence
Risk
Trading
Maplewood
Kyc
North American
Bridge
Securities
Coordinate
Gaps
Databases

Compliance Officer- Aml Temp Assignment

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Location:

Indian Trail, NC

Industry:

Financial Services

Work:

Mufg
Compliance Officer- Aml Temp Assignment
Bank of Tokyo-Mitsubishi Ufj Temp Assignment 2014 - 2014
Compliance Officer

Roslyn Ingram

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Location:

New York, NY

Industry:

Financial Services

Work:

Roslyn Ingram

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Roslyn Ingram

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Roslyn Ingram

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Financial Services Professional

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Location:

Greater New York City Area

Industry:

Financial Services