Wells Fargo Nov 1, 2014 - Dec 2015
Avp, Compliance Consultant Iv - Ig Gtfx Fcrm
Wells Fargo Advisors Jun 2001 - Nov 2014
Avp, Compliance Consultant Iii
Property Capital Nov 2000 - Apr 2001
Customer Service Manager
Dean Witter Reynolds Inc. Apr 2000 - Oct 2000
Financial Advisor Trainee
Mastec/Imis Mar 1997 - Mar 2000
Brokerage Operations Consultant
Education:
The Wharton School 2004 - 2007
Uc Santa Barbara 1982 - 1997
Skills:
Equities Finra Aml Series 63 Insurance Fixed Annuities Series 7 Securities Series 24 Mutual Funds Fixed Income Wealth Management Asset Managment Risk Management Hedge Funds