Rob Burrow is an English professional rugby league footballer with the Leeds Rhinos of Super League. A Britain international representative hooker/half, ...
Lpl Financial
Senior Analyst, Compliance
Lpl Financial Nov 2017 - Feb 2018
Marketing Regulatory Review Analyst
Stifel Financial Corp. Jun 2015 - Feb 2016
Senior Compliance Examiner
Compliance Consultant Jan 2015 - May 2015
Senior Compliance Advisor
Investment Professionals, Inc. Nov 2014 - Jan 2015
Compliance Analyst
Education:
Friends University 1988 - 1990
Masters, Management
Wichita State University 1981 - 1984
Bachelors, Finance
Skills:
Risk Management Securities Financial Services Mutual Funds Investments Equities Financial Risk Asset Management Fixed Income Finra Aml Series 63 Series 24 Banking Wealth Management Investment Advisory Uniform Combined State Law Insurance Capital Markets Due Diligence Credit Alternative Investments Series 7 Anti Money Laundering Financial Advisory
Quantel Research Corp
Programmer
Directions In Research
Programmer
Education:
Options Secondary School (S.a.i.l.s.)
Skills:
Data Collection Survey Design Spss Html Css Microsoft Office Marketing Research Market Research Online Research Data Processing Windows Microsoft Excel