Morgan Stanley
Sales and Trading Compliance - Special Projects and Electronic Trading, Vice President
Morgan Stanley Nov 2014 - Jun 2017
Regulatory Counsel and Policies and Procedures Group, Vice President at Morgan Stanley
Commerzbank Ag Jul 2013 - Nov 2014
Markets Compliance Officer, Assistant Vice President
Fxcm Apr 2010 - Jun 2013
Regulatory Counsel
Fordham University May 2008 - Dec 2008
Graduate Assistant
Education:
Fordham University 2006 - 2009
Master of Business Administration, Masters, Finance
Fordham University School of Law 2005 - 2008
Doctor of Jurisprudence, Doctorates, Law
Fordham University 1999 - 2003
Bachelors, Bachelor of Arts, Economics, Political Science
Skills:
Legal Research Editing Legal Writing Swaps International Law Westlaw Self Motivated Team Player/Builder Litigation Support Powerpoint Finance Analysis Research Series 7
Mar 2010 to 2000 Compliance Specialist - Regulatory CounselMARTIN CLEARWATER & BELL LLP New York, NY 2004 to 2007 ParalegalCIRCLE ADVISERS, INC New York, NY 2001 to 2004 Assistant Financial PlannerMERRILL LYNCH New York, NY 1999 to 2001 Debt Program Co-Coordinator
Education:
FORDHAM UNIVERSITY - GRADUATE SCHOOL OF BUSINESS New York, NY 2009 MBA in FinanceFORDHAM UNIVERSITY - SCHOOL OF LAW New York, NY 2008 Juris DoctorFORDHAM UNIVERSITY - COLLEGE AT LINCOLN CENTER New York, NY 2003 BA in Political Science