Deborah Honke, Sheila Murphy, Donna Lesak, Marianne Bender, Patricia Butterfield, Mary Holmstedt, Denise Bucknell, Sue Schiltz, Rosemarie Zaccone, Vera Henderson
"Based on the allegations in the order instituting the administrative proceedings, it appears the SEC has a powerful, circumstantial case against Gupta," said Kathleen Hamm, managing director at Promontory Financial Group in Washington and a former SEC enforcement official.