Wedbush Securities since Aug 2009
AML/BSA Compliance Officer, Assistant Vice President
IPSA International Jul 2008 - Nov 2008
AML Compliance Investigator
M Squared Consulting Feb 2006 - Jul 2008
Lead BSA/AML Analyst
Nexa Technologies May 2005 - Jan 2006
Account/Project Manager
Education:
University of Southern California - Marshall School of Business 2010 - 2013
MBA, Entrepreneurship
Providence College 1992 - 1996
BS, Business Management
Skills:
Aml Finra Securities Operational Risk Due Diligence Bank Secrecy Act Banking Private Investigations Risk Management Usa Patriot Act Financial Services Mutual Funds Series 63 Certified Fraud Examiner Money Laundering Ofac Fraud Financial Analysis Compliance Enterprise Risk Management Investments Risk Assessment Asset Managment Capital Markets Equities Operational Risk Management
Youtube
Joel Klatt on the Playoff, Opting Out of Bowl...
Fox Sports college football analyst Joel Klatt on all things CFB. Pres...
Duration:
15m 22s
Front flip of a mini tramp
Angus doing a front flip on a mini tramp.
Duration:
12s
Jimmy Carr's I Literally Just Told You - Seri...
Air Date: 28 October 2022 Guests: Clare Balding, Joel Dommett, Roisin ...
Duration:
46m 30s
Rob & Roisin Can't Handle Joe Swash's Hatred ...
Aisling Bea, Joel Dommett, James Acaster, Rob Beckett, Joe Swash and R...