Cypress Homes
Head of Operations, Certified Building Contractor
West Legal Group
Attorney and Shareholder
Nasd
Arbitrator and Dispute Resolution
Aegis Capital
Managing Director, Investments and Trading and Market Making
Jhs Capital Advisors, Llc Jul 2006 - Jan 2011
Financial Consultant and Registered Principal
Education:
Harvard Business School Online 2018
Northwestern California University - School of Law 2008 - 2012
Doctor of Jurisprudence, Doctorates, Law
Appalachian State University 1998 - 2001
Skills:
Investments Equities Wealth Management Investment Banking Series 7 Trading Financial Advisory Securities Fixed Income Finra Portfolio Management Insurance Capital Markets Private Equity Financial Services Series 24 Mutual Funds Venture Capital Equity Trading Hedge Funds Series 63 Retirement Planning Corporate Finance Options Series 65 Financial Markets Investment Strategies Risk Management Structured Products Ipo Bonds Financial Modeling Valuation Investment Advisory Investment Management Asset Allocation Derivatives Etfs Trading Systems Electronic Trading 401K Equity Research Financial Risk Retirement Strategic Financial Planning Estate Planning Insurance License Series 55 Series 99 Asset Managment
Certifications:
Ces / Certified Estate & Trust Specialist Gri - Graduate Realtor Institute Series 7 - General Securities Representative Series 65 - Uniform Investment Adviser Law Examination Attorney Member Certified Building Contractor Negotiation Mastery Series 55 - Limited Representative - Equity Trader Exam Series 63 - Uniform Securities Agent State Law Examination Series 24 - General Securities Principal Examination Series 99 - Operations Professional Series 57 - Securities Trader Principal Florida Real Estate Broker 2-15 Life Including Variable Annuity & Health Insurance License Non-Public Arbitrator Institute of Business and Finance
David Ferri (1981-1985), Elio Garcia (1985-1989), Anna Fernandez (1977-1981), Maria Maria (2003-2007), Arlean Ocasio (1987-1991), Erika Ayala (1993-1997)