Fincon International
Senior Consultant
International Compliance Solutions, Llc
Senior Consultant
Banco Itaú International Feb 2017 - Jul 2017
Account Services Supervisor
Morgan Stanley 2014 - 2016
Risk Compliance Officer
Morgan Stanley Sep 2011 - Jan 2013
Operations Manager
Education:
Florida International University 2011 - 2013
Master of Business Administration, Masters
University of North Florida 2004 - 2006
Bachelors, Bachelor of Science, Marketing, International Business
University of North Florida - College of Business Administration 2004 - 2005
Bachelors, Bachelor of Science, Marketing, International Business
University of Florida
Skills:
Management Financial Analysis Strategic Planning Leadership Microsoft Office Banking Customer Service Risk Management Investments Public Speaking Business Development Marketing Microsoft Excel Analysis Project Management Market Research Data Analysis Forecasting Powerpoint Series 7 Portfolio Management Operations Management Anti Money Laundering Regulatory Compliance Process Validation Finance Kyc Financial Crimes Investigations U.s. Office of Foreign Assets Control Bank Secrecy Act Financial Services
Interests:
Economic Empowerment Environment Science and Technology Arts and Culture Health
Languages:
English Spanish Portuguese
Certifications:
Series 7 - Licensed Broker Series 66 - Registered Investment Advisor Series 3 - National Futures Association Series 9 - General Securities Sales Supervisor Series 10 - General Securities Sales Supervisor Cams Series 24 License 7 License 66 License 3 License 9 License 10 Insurance - Life/Health/Variable Annuity Financial Industry Regulatory Authority (Finra), License 7 Financial Industry Regulatory Authority (Finra), License 66 Financial Industry Regulatory Authority (Finra), License 3 Financial Industry Regulatory Authority (Finra), License 9 Financial Industry Regulatory Authority (Finra), License 10 State of Florida Acams