Cathleen Depasquale

Svp - Director Of Strategic Development & Delivery

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Location:

Greater New York City Area

Industry:

Banking

Certified Regulatory Compliance

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Location:

Pittsburgh, PA

Industry:

Financial Services

Work:

Securities Industry/Regulatory Council on Continuing Education Jun 2011 - Dec 2016
Council Member
Securities Industryegulatory Council on Continuing Education Jun 2011 - Dec 2016
Council Member
Finra Registered Offshore Broker/Dealer Feb 2013 - Mar 2014
Chief Executive Officer and President, Cfo, Chief Creative Officer and Senior Op
The Vertical Group Mar 2012 - Mar 2013
Crcp Consultant
Oyster Consulting, Llc Mar 2012 - Mar 2013
Certified Regulatory Compliance Professional and Independent Contractor

Education:

Skills:

Equities
Hedge Funds
Options
Financial Services
Capital Markets
Securities
Credit
Risk Management
Trading
Financial Risk
Mutual Funds
Aml
Investments
Derivatives
Fixed Income
Asset Management
Wealth Management
Finance
Investment Banking
Prime Brokerage
Investment Advisory
Bonds
Operational Risk
Alternative Investments
Due Diligence
Financial Markets
Private Equity
Emerging Markets
Asset Managment
Trading Systems
Etfs
Fx Options
Financial Regulation
Electronic Trading
Regulatory Policy
Supervisory Analyst of Research Reports
Expert Witness
Sox Compliance
Sarbanes Oxley Act
Commodity
Equity Derivatives
Structured Products
Investment Management
Kyc
Market Data
Front/Middle/Back Office
Control Room
Wsp and Sop
Testing