Fidelity Investments - Smithfield, RI since Jul 2011
Vice President, Risk & Regulatory Compliance
Fidelity Investments Jul 2009 - Jul 2010
Senior Director, Compliance
Fidelity Investments May 2005 - Jan 2007
Director, Project Integration Team
Fidelity Investments Aug 2000 - Mar 2005
Analyst and Project Management Positions
State Street Bank Feb 1996 - Aug 2000
Client Services Officer
Education:
Bentley College - Elkin B. McCallum Graduate School of Business 2008 - 2010
MBA, Risk Management and Real Estate Management
Bryant University 1991 - 1995
BS BA, Finance
Skills:
Series 7 Series 24 Series 53 Regulatory Compliance Strategic Planning Series 63 Business Process Improvement Project Management Professional Risk Management Budget Management Finra Relationship Management Compliance Management Policies and Procedures Development of Strategy Compliance Regulations
Certifications:
Project Management Professional Project Management Institute